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The Public Company Accounting Oversight Board oversees the audits of public companies and SEC-registered brokers and dealers.

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Sep. 11, 2025

A new Audit Focus publication from the PCAOB provides auditors of broker-dealers with good practices and other insights related to reviews of exemption reports.

Inspections
Sep. 3, 2025

Materials produced by the Technology Innovation Alliance (TIA) Working Group have today been posted to the PCAOB website. The documents reflect the views of the TIA Working Group and not necessarily those of the Board, individual Board Members, or staff.

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